ID Title Status CPID User Assigned Note Created By Actions
1767222 ACT - Awaiting Materials Open 347172 XAN__KTHOMPSON Notes: Waiting for HC of items 1-5, 8, 11, and 23.

May need HC for:

What Traders Do. Silber, William L. and Smith, Roy C. pp. 1-7. (author) Smith, Roy C. (7 pages). Permission granted for online use and to provide a single printed copy per purchase.
Side cut off, p. 4 Thanks, AC 04/13
Additional Info:
Alert Opened from: XAT

(by aclark, 2011/04/13)
XAN__aclark
1769210 CRC - Folio-x Closed 347172 XAN__PAGEKNIGHT Notes: Thanks, AC 04/18
Additional Info:
Alert Opened from: XAT

(by aclark, 2011/04/18)

ACTION: Alert status changed from 'Open' to 'Closed'.
(by pknight, 2013/06/14)
XAN__aclark
1769440 CRC - Excessive Royalty Fee Closed 347172 XAN__KTHOMPSON Notes: DIN=25906704 : DON=3826337 : TITLE=Overview of the Securities Act of 1933 and the Integrated Disclosure System : STARTPAGE=5-24 : ARTICLE_PAGE_COUNT=20 : PUBLICATION=Corporate Finance and the Securities Laws : PUBLICATION_AUTHOR=Johnson, Charles J., Jr.; McLaughlin, Joseph : PUBLICATION_YEAR=2007 : ISBN=1567063543 : PUBLISHER=Aspen Publishers Inc*
Additional Info:
Alert Opened from: CITATIONVALIDATION

(by pknight, 2011/04/18)

Updates by pknight on 2011/04/18:

ACTION: Alert assigned to kthompson
ACTION: Alert status changed from 'Open' to 'Closed'
XAN__pknight
2106382 ACT - Awaiting Materials Closed 374403 XAN__KTHOMPSON Notes: Waiting on PDFs (4) to add new cites.
Additional Info:
Alert Opened from: XAT

(by aclark, 2012/04/12)

Updates by aclark on 2012/04/16:

Notes: Received 04/16.
ACTION: Alert assigned to kthompson
ACTION: Alert status changed from 'Open' to 'Closed'
XAN__aclark
2108728 CRC - Citations Added. Closed 374403 XAN__PAGEKNIGHT Notes: Citations added after order submission, please clear:

JPMorgan Chase & Co: 2011 Annual Report, Shareholder Letter. JPMorgan Chase & Co. pp. 2-39. 2011. JP Morgan and Company, (38 pages).

JP Morgan Chase & Co: 2011 Annual Report, One Chase. JP Morgan Chase & Co. pp. 40-60. 2011. JP Morgan and Company, (21 pages).

Morgan Stanley: 2012 Shareholder Letter. Morgan Stanley. pp. 1-7. 2012. Morgan Stanley, (7 pages). www.morganstanley.com/2012ams/Letter-Shareholders.pdf.

Game Changer. Segal, Julie. In Institutional Investor, pp. 48-54, 93-94. Published December 21, 2011. Euromoney Institutional Investor PLC*, (9 pages). Thanks, AC 04/16.
Additional Info:
Alert Opened from: XAT

(by aclark, 2012/04/16)

ACTION: Alert status changed from 'Open' to 'Closed'.
(by pknight, 2013/06/14)
XAN__aclark
1962333 ACT - Awaiting Materials Closed 362541 XAN__KTHOMPSON Notes: Awaiting material
Additional Info:
Alert Opened from: CPEDITOR

(by fwimberly, 2011/11/10)

Updates by aclark on 2011/11/14:

Notes: Received 11/11.
ACTION: Alert assigned to kthompson
ACTION: Alert status changed from 'Open' to 'Closed'
XAN__fwimberly