ID Title Status CPID User Assigned Note Created By Actions
1767222 ACT - Awaiting Materials Open 347172 XAN__KTHOMPSON Notes: Waiting for HC of items 1-5, 8, 11, and 23.

May need HC for:

What Traders Do. Silber, William L. and Smith, Roy C. pp. 1-7. (author) Smith, Roy C. (7 pages). Permission granted for online use and to provide a single printed copy per purchase.
Side cut off, p. 4 Thanks, AC 04/13
Additional Info:
Alert Opened from: XAT

(by aclark, 2011/04/13)
XAN__aclark
1769210 CRC - Folio-x Closed 347172 XAN__PAGEKNIGHT Notes: Thanks, AC 04/18
Additional Info:
Alert Opened from: XAT

(by aclark, 2011/04/18)

ACTION: Alert status changed from 'Open' to 'Closed'.
(by pknight, 2013/06/14)
XAN__aclark
1769440 CRC - Excessive Royalty Fee Closed 347172 XAN__KTHOMPSON Notes: DIN=25906704 : DON=3826337 : TITLE=Overview of the Securities Act of 1933 and the Integrated Disclosure System : STARTPAGE=5-24 : ARTICLE_PAGE_COUNT=20 : PUBLICATION=Corporate Finance and the Securities Laws : PUBLICATION_AUTHOR=Johnson, Charles J., Jr.; McLaughlin, Joseph : PUBLICATION_YEAR=2007 : ISBN=1567063543 : PUBLISHER=Aspen Publishers Inc*
Additional Info:
Alert Opened from: CITATIONVALIDATION

(by pknight, 2011/04/18)

Updates by pknight on 2011/04/18:

ACTION: Alert assigned to kthompson
ACTION: Alert status changed from 'Open' to 'Closed'
XAN__pknight
1688129 CPN - Price Adjustment Closed 338033 XAN__MFLOWERS Notes: D+P. Price sent: $80. New price: $78.
Additional Info:
Alert Opened from: XAT

(by kthompson, 2010/12/18)

Updates by mflowers on 2010/12/18:

Notes: price approved. mflowers
ACTION: Alert status changed from 'Open' to 'Closed'
XAN__kthompson
1962333 ACT - Awaiting Materials Closed 362541 XAN__KTHOMPSON Notes: Awaiting material
Additional Info:
Alert Opened from: CPEDITOR

(by fwimberly, 2011/11/10)

Updates by aclark on 2011/11/14:

Notes: Received 11/11.
ACTION: Alert assigned to kthompson
ACTION: Alert status changed from 'Open' to 'Closed'
XAN__fwimberly